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Wotczak Robert's Form 4 filing

Freedom Holding Corp. (FRHC) · filed Feb 20, 2025

Accession no.
0000929638-25-000824
Filed
Feb 20, 2025
Trade date
Feb 18-19, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions. Open-market sales total $3.13M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Wotczak RobertCIK 0001666651Officer (Pres & CEO - Prime Executions)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 18, 2025Common Stock, par value $0.001 per shareSSaleDisposed−7,000$156.30F1−$1,094,10063,000Direct
Feb 18, 2025Common Stock, par value $0.001 per shareSSaleDisposed−3,000$157.52F2−$472,56060,000Direct
Feb 18, 2025Common Stock, par value $0.001 per shareSSaleDisposed−1,000$158.98−$158,98059,000Direct
Feb 19, 2025Common Stock, par value $0.001 per shareSSaleDisposed−1,000$155.23−$155,23058,000Direct
Feb 19, 2025Common Stock, par value $0.001 per shareSSaleDisposed−8,000$156.73F3−$1,253,84050,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Reflects the weighted average price of sales on February 18, 2025. The shares were sold in multiple transactions at prices ranging from $155.90 to $156.89, inclusive. The reporting person undertakes to provide to Freedom Holding Corp., any security holder of Freedom Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Referenced by the price of 1 transaction in Table I.

F2

Reflects the weighted average price of sales on February 18, 2025. The shares were sold in multiple transactions at prices ranging from $157.11 to $157.76, inclusive. The reporting person undertakes to provide to Freedom Holding Corp., any security holder of Freedom Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Referenced by the price of 1 transaction in Table I.

F3

Reflects the weighted average price of sales on February 19, 2025. The shares were sold in multiple transactions at prices ranging from $156.37 to $157.25, inclusive. The reporting person undertakes to provide to Freedom Holding Corp., any security holder of Freedom Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)