Pleasant Lake Partners LLC's Form 4 filing
Tilly's, Inc. (TLYS) · filed Jan 24, 2025
- Accession no.
- 0000929638-25-000324
- Filed
- Jan 24, 2025, 5:14 PM ET
- Trade date
- Jan 22-24, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pleasant Lake Partners LLCCIK 0001580144 | 10% Owner |
| Fund 1 Investments, LLCCIK 0001959730 | 10% Owner |
| PLP Funds Master Fund LPCIK 0002052009 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 22, 2025 | Common Stock | PPurchaseAcquired | +35,000 | $4.14 | +$145,008.5 | 960,489 | Indirect | |
| Jan 23, 2025 | Common Stock | PPurchaseAcquired | +35,000 | $4.33 | +$151,714.5 | 995,489 | Indirect | |
| Jan 24, 2025 | Common Stock | PPurchaseAcquired | +15,000 | $4.28 | +$64,216.5 | 1,010,489 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.