West Alfred P Jr's Form 4 filing
SEI Investments Co (SEIC) · filed Dec 6, 2024
- Accession no.
- 0000929638-24-004181
- Filed
- Dec 6, 2024
- Trade date
- Dec 4-6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.07M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| West Alfred P JrCIK 0001059374 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 4, 2024 | Common Stock | MOption exerciseAcquired | +35,000 | $40.64 | +$1,422,400 | 7,396,516 | Direct | |
| Dec 4, 2024 | Common Stock | SSaleDisposed | −19,010 | $82.49 | −$1,568,134.9 | 7,377,506 | Direct | |
| Dec 6, 2024 | Common Stock | SSaleDisposed | −5,984 | $84.23 | −$504,032.32 | 7,371,522 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 4, 2024 | Common Stock | MOption exerciseDisposed | −35,000 | – | – | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.