Next Alt S.a.r.l.'s Form 4 filing
Optimum Communications, Inc. (OPTU) · filed Nov 13, 2024
- Accession no.
- 0000929638-24-003857
- Filed
- Nov 13, 2024, 5:01 PM ET
- Trade date
- Nov 11, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $19.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Next Alt S.a.r.l.CIK 0001709662 | Director, 10% Owner |
| Drahi PatrickCIK 0001709689 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Class A common stock | SSaleDisposed | −268,409 | $23.32 | −$6,258,331.61 | 30,540,319 | Direct | |
| Nov 11, 2024 | Class A common stock | SSaleDisposed | −268,409 | $24.50 | −$6,576,020.5 | 30,271,910 | Direct | |
| Nov 11, 2024 | Class A common stock | SSaleDisposed | −268,409 | $25.68 | −$6,893,709.39 | 30,003,501 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Class A Common stock | XIn-the-money exerciseDisposed | −268,409 | $0.00 | $0 | 24,693,667 | Direct | |
| Nov 11, 2024 | Class A Common stock | XIn-the-money exerciseDisposed | −268,409 | $0.00 | $0 | 24,425,258 | Direct | |
| Nov 11, 2024 | Class A Common stock | XIn-the-money exerciseDisposed | −268,409 | $0.00 | $0 | 24,156,849 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit List: Exhibit 24.1 - Power of Attorney for Next Alt S.a r.l; Exhibit 24.2 - Power of Attorney for Patrick Drahi