Pleasant Lake Onshore Feeder Fund LP's Form 4/A amendment
AmendedTilly's, Inc. (TLYS) · filed Feb 2, 2024
- Accession no.
- 0000929638-24-000366
- Filed
- Feb 2, 2024, 5:54 PM ET
- Trade date
- Jan 31-Feb 2, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Feb 2, 2024
This filing lists 4 non-derivative transactions. Open-market purchases total $960.2K. It was filed 2 days after the trade.
This amendment replaces 0000929638-24-000365 (filed Feb 2, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pleasant Lake Onshore Feeder Fund LPCIK 0001567434 | 10% Owner |
| Pleasant Lake Partners LLCCIK 0001580144 | 10% Owner |
| Fund 1 Investments, LLCCIK 0001959730 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2024 | Class A Common Stock | PPurchaseAcquired | +30,650 | $7.34 | +$225,121.19 | 4,804,979 | Indirect | |
| Feb 1, 2024 | Class A Common Stock | PPurchaseAcquired | +41,500 | $7.43 | +$308,436.3 | 4,846,479 | Indirect | |
| Feb 2, 2024 | Class A Common Stock | PPurchaseAcquired | +52,000 | $7.52 | +$390,910 | 4,898,479 | Indirect | |
| Feb 2, 2024 | Class A Common Stock | PPurchaseAcquired | +4,778 | $7.49 | +$35,774.32 | 4,903,257 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
- F2
Shares held for the account of the PL Fund.
- F3
Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 2").
- F4
Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 3").
Remarks
This Form 4 has been restated in full to correct a typographical error.