Pleasant Lake Onshore Feeder Fund LP's Form 4/A amendment
AmendedCiti Trends IncCTRN · filed Nov 30, 2023
- Accession no.
- 0000929638-23-003315
- Filed
- Nov 30, 2023, 5:23 PM ET
- Trade date
- Nov 29, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
- Original filed
- Nov 29, 2023
This filing lists 1 non-derivative transaction. It carries over 8 transactions from the original filing that it did not restate. Open-market purchases total $5.82M. It was filed 1 day after the trade.
This amendment restates part of 0000929638-23-003307 (filed Nov 29, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pleasant Lake Onshore Feeder Fund LPCIK 0001567434 | 10% Owner |
| Pleasant Lake Partners LLCCIK 0001580144 | 10% Owner |
| Fund 1 Investments, LLCCIK 0001959730 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2023 | Common Stock | PPurchaseAcquired | +8,450 | $23.55 | +$199,016.09 | 1,248,618 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000929638-23-003307 (filed Nov 29, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 27, 2023 | Common Stock | PPurchaseAcquired | +3,500 | $26.24 | +$91,835.8 | 977,268 | Indirect | |
| Nov 28, 2023 | Common Stock | PPurchaseAcquired | +1,000 | $22.71 | +$22,710.1 | 978,268 | Indirect | |
| Nov 28, 2023 | Common Stock | PPurchaseAcquired | +1,000 | $22.89 | +$22,891 | 979,268 | Indirect | |
| Nov 28, 2023 | Common Stock | PPurchaseAcquired | +125,000 | $22.82 | +$2,852,750 | 1,104,268 | Indirect | |
| Nov 28, 2023 | Common Stock | PPurchaseAcquired | +103,900 | $22.80 | +$2,369,023.9 | 1,208,168 | Indirect | |
| Nov 29, 2023 | Common Stock | PPurchaseAcquired | +2,500 | $23.79 | +$59,475.25 | 1,235,668 | Indirect | |
| Nov 29, 2023 | Common Stock | PPurchaseAcquired | +4,500 | $23.59 | +$106,164.9 | 1,240,168 | Indirect | |
| Nov 29, 2023 | Common Stock | PPurchaseAcquired | +4,200 | $23.65 | +$99,347.22 | 1,244,368 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
- F2
This amendment is being filed to correct a transaction occurring on November 29, 2023, which was previously reported as a purchase of 4,200 shares of common stock at a price of $23.6541 per share.