Withrow Wayne's Form 4 filing
SEI Investments Co (SEIC) · filed Sep 21, 2023
- Accession no.
- 0000929638-23-002578
- Filed
- Sep 21, 2023
- Trade date
- Sep 19-20, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $686.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Withrow WayneCIK 0001191733 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2023 | Common Stock | MOption exerciseAcquired | +1,076 | $33.76 | +$36,325.76 | 56,475 | Direct | |
| Sep 19, 2023 | Common Stock | SSaleDisposed | −1,076 | $61.79 | −$66,486.04 | 55,399 | Direct | |
| Sep 20, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $33.76 | +$337,600 | 65,399 | Direct | |
| Sep 20, 2023 | Common Stock | SSaleDisposed | −10,000 | $62.03 | −$620,300 | 55,399 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2023 | Common Stock | MOption exerciseDisposed | −1,076 | – | – | 18,924 | Direct | |
| Sep 20, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | – | – | 8,924 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.