Skip to main content

Withrow Wayne's Form 4 filing

SEI Investments Co (SEIC) · filed Jul 31, 2023

Accession no.
0000929638-23-002126
Filed
Jul 31, 2023
Trade date
Jul 27, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $627.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Withrow WayneCIK 0001191733Officer (Executive Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 27, 2023Common StockMOption exerciseAcquired+10,000$33.76+$337,60065,399Direct
Jul 27, 2023Common StockSSaleDisposed−10,000$62.74−$627,40055,399Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 27, 2023Common StockMOption exerciseDisposed−10,000––20,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)