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Odey Asset Management LLP's Form 4 filing

Cadiz Inc (CDZI) · filed Jul 14, 2023

Accession no.
0000929638-23-002013
Filed
Jul 14, 2023
Trade date
Jun 12-13, 2023
Filing delay
32 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 0 derivative transactions. Open-market sales total $6.91M. It was filed 32 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Odey Asset Management LLPCIK 000151284210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 13, 2023Common StockSSaleDisposed−340,883$3.95−$1,346,487.850Indirect
Jun 12, 2023Common StockSSaleDisposed−1,201$4.37−$5,248.37338,623Indirect
Jun 13, 2023Common StockSSaleDisposed−338,623$3.95−$1,337,560.850Indirect
Jun 12, 2023Common StockSSaleDisposed−3,773$4.37−$16,488.011,063,820Indirect
Jun 13, 2023Common StockSSaleDisposed−1,063,820$3.95−$4,202,0890Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)