Hicke Ryan's Form 4 filing
SEI Investments Co (SEIC) · filed Jun 30, 2023
- Accession no.
- 0000929638-23-001879
- Filed
- Jun 30, 2023
- Trade date
- Jun 28, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.36K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hicke RyanCIK 0001799975 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 28, 2023 | Common Stock | SSaleDisposed | −23.23 | $58.68 | −$1,363.14 | 82,608.77 | Direct | |
| Jun 28, 2023 | Common Stock | MOption exerciseAcquired | +12,500 | $33.76 | +$422,000 | 95,108.77 | Direct | |
| Jun 28, 2023 | Common Stock | MOption exerciseAcquired | +7,500 | $33.76 | +$253,200 | 102,608.77 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Received as employment compensation.
Referenced by the price of 2 transactions in Table II.