Stark Juergen M.'s Form 4 filing
Turtle Beach Corp (TBCH) · filed May 15, 2023
- Accession no.
- 0000929638-23-001502
- Filed
- May 15, 2023
- Trade date
- May 11-15, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 5 derivative transactions. Open-market sales total $895.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stark Juergen M.CIK 0001595670 | Director, Officer (CEO & President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2023 | Common Stock | MOption exerciseAcquired | +46,000 | $3.12 | +$143,520 | 407,474 | Direct | |
| May 11, 2023 | Common Stock | MOption exerciseAcquired | +12,500 | $4.64 | +$58,000 | 419,974 | Direct | |
| May 11, 2023 | Common Stock | SSaleDisposed | −46,000 | $11.06 | −$508,760 | 373,974 | Direct | |
| May 12, 2023 | Common Stock | MOption exerciseAcquired | +17,500 | $3.12 | +$54,600 | 391,474 | Direct | |
| May 12, 2023 | Common Stock | MOption exerciseAcquired | +12,500 | $4.64 | +$58,000 | 403,974 | Direct | |
| May 12, 2023 | Common Stock | SSaleDisposed | −17,500 | $10.87 | −$190,225 | 386,474 | Direct | |
| May 15, 2023 | Common Stock | MOption exerciseAcquired | +18,500 | $3.12 | +$57,720 | 404,974 | Direct | |
| May 15, 2023 | Common Stock | SSaleDisposed | −18,500 | $10.62 | −$196,470 | 386,474 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2023 | Common Stock | MOption exerciseDisposed | −46,000 | $0.00 | $0 | 46,000 | Direct | |
| May 11, 2023 | Common Stock | MOption exerciseDisposed | −12,500 | $0.00 | $0 | 75,000 | Direct | |
| May 12, 2023 | Common Stock | MOption exerciseDisposed | −17,500 | $0.00 | $0 | 28,500 | Direct | |
| May 12, 2023 | Common Stock | MOption exerciseDisposed | −12,500 | $0.00 | $0 | 62,500 | Direct | |
| May 15, 2023 | Common Stock | MOption exerciseDisposed | −18,500 | $0.00 | $0 | 10,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.