Stark Juergen M.'s Form 4 filing
Turtle Beach Corp (TBCH) · filed May 11, 2023
- Accession no.
- 0000929638-23-001394
- Filed
- May 11, 2023
- Trade date
- May 9-10, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.04M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stark Juergen M.CIK 0001595670 | Director, Officer (CEO & President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 9, 2023 | Common Stock | MOption exerciseAcquired | +49,000 | $2.04 | +$99,960 | 385,384 | Direct | |
| May 9, 2023 | Common Stock | MOption exerciseAcquired | +12,500 | $4.64 | +$58,000 | 397,884 | Direct | |
| May 9, 2023 | Common Stock | SSaleDisposed | −49,000 | $11.12 | −$544,880 | 348,884 | Direct | |
| May 10, 2023 | Common Stock | MOption exerciseAcquired | +23,500 | $2.04 | +$47,940 | 372,384 | Direct | |
| May 10, 2023 | Common Stock | MOption exerciseAcquired | +12,500 | $4.64 | +$58,000 | 384,884 | Direct | |
| May 10, 2023 | Common Stock | MOption exerciseAcquired | +20,500 | $3.12 | +$63,960 | 405,384 | Direct | |
| May 10, 2023 | Common Stock | SSaleDisposed | −44,000 | $11.23 | −$494,120 | 361,474 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 9, 2023 | Common Stock | MOption exerciseDisposed | −49,000 | $0.00 | $0 | 23,500 | Direct | |
| May 9, 2023 | Common Stock | MOption exerciseDisposed | −12,500 | $0.00 | $0 | 100,000 | Direct | |
| May 10, 2023 | Common Stock | MOption exerciseDisposed | −23,500 | $0.00 | $0 | 0 | Direct | |
| May 10, 2023 | Common Stock | MOption exerciseDisposed | −12,500 | $0.00 | $0 | 87,500 | Direct | |
| May 10, 2023 | Common Stock | MOption exerciseDisposed | −20,500 | $0.00 | $0 | 92,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.