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Chung Kevin's Form 4 filing

SeaStar Medical Holding Corp (ICU) · filed Apr 7, 2023

Accession no.
0000929638-23-001129
Filed
Apr 7, 2023
Trade date
Apr 5, 2022-Apr 6, 2023
Filing delay
367 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market purchases total $6.96K. It was filed 367 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Chung KevinCIK 0001949950Officer (Chief Medical Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 5, 2022Common Stock, par value $0.0001 per sharePPurchaseAcquired+3,760$1.85+$6,9563,760Direct
Apr 6, 2022Common Stock, par value $0.0001 per shareAGrant or awardAcquired+44,322$0.00$048,082Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 6, 2023Common StockAGrant or awardAcquired+66,483$0.00$066,483Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)