Pleasant Lake Onshore Feeder Fund LP's Form 4 filing
Tilly's, Inc. (TLYS) · filed Mar 14, 2023
- Accession no.
- 0000929638-23-000839
- Filed
- Mar 14, 2023, 5:26 PM ET
- Trade date
- Mar 10-14, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $1.81M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pleasant Lake Onshore Feeder Fund LPCIK 0001567434 | 10% Owner |
| Pleasant Lake Partners LLCCIK 0001580144 | 10% Owner |
| Fund 1 Investments, LLCCIK 0001959730 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2023 | Class A Common Stock | PPurchaseAcquired | +150,000 | $7.48 | +$1,122,270 | 2,435,419 | Indirect | |
| Mar 13, 2023 | Class A Common Stock | PPurchaseAcquired | +50,000 | $7.45 | +$372,250 | 2,485,419 | Indirect | |
| Mar 14, 2023 | Class A Common Stock | PPurchaseAcquired | +42,117 | $7.43 | +$312,929.31 | 2,527,536 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Although the Reporting Persons effected sales of the Issuer's Class A Common Stock within the six-month period prior to the date of the purchase reported herein, such sales were previously matched with prior purchases effected by the Reporting Persons at lower prices, with respect to which disgorgeable profit was paid by the Reporting Persons to the Issuer in accordance with under Section 16(b) of the Securities Exchange Act of 1934. The purchases reported herein do not give rise to any additional disgorgeable profits.