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Geisler Anthony's Form 4 filing

Xponential Fitness, Inc. (XPOF) · filed Feb 17, 2023

Accession no.
0000929638-23-000666
Filed
Feb 17, 2023
Trade date
Jan 17-Feb 10, 2023
Filing delay
31 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $24.5M. It was filed 31 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Geisler AnthonyCIK 0001870549Director, Officer (Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 17, 2023Class B Common StockGGiftDisposed−5,081$0.00$01,024,175Indirect
Feb 7, 2023Class B Common StockDReturned to the companyDisposed−1,000,000$0.00$024,175Indirect
Feb 7, 2023Class A Common StockMOption exerciseAcquired+1,000,000$0.00$02,052,514Indirect
Feb 10, 2023Class A Common StockSSaleDisposed−1,000,000$24.50−$24,500,0001,052,514Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 17, 2023Class A Common StockGGiftDisposed−5,081–F6–1,024,175Indirect
Feb 7, 2023Class A Common StockCConversionDisposed−1,000,000–F6–24,175Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F6

Any vested LLC Unit may be redeemed for, together with the cancellation of a share of Class B common stock, one share of Class A common stock or a cash payment equal to the volume weighted average market price of one share of Class A common stock for each LLC Unit redeemed.

Referenced by the price of 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)