Pleasant Lake Onshore Feeder Fund LP's Form 4 filing
Tilly's, Inc. (TLYS) ยท filed Jan 10, 2023
- Accession no.
- 0000929638-23-000063
- Filed
- Jan 10, 2023, 4:33 PM ET
- Trade date
- Sep 9-Oct 19, 2022
- Filing delay
- 123 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 30 non-derivative transactions. Open-market purchases total $2.93M. It was filed 123 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pleasant Lake Onshore Feeder Fund LPCIK 0001567434 | 10% Owner |
| Pleasant Lake Partners LLCCIK 0001580144 | 10% Owner |
| Fund 1 Investments, LLCCIK 0001959730 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2022 | Class A Common Stock | PPurchaseAcquired | +12,000 | $7.00 | +$83,976 | 2,218,878 | Indirect | |
| Sep 14, 2022 | Class A Common Stock | PPurchaseAcquired | +5,000 | $6.98 | +$34,905 | 2,223,878 | Indirect | |
| Sep 15, 2022 | Class A Common Stock | PPurchaseAcquired | +8,500 | $7.08 | +$60,145.15 | 2,232,378 | Indirect | |
| Sep 19, 2022 | Class A Common Stock | PPurchaseAcquired | +17,500 | $7.43 | +$130,081 | 328,902 | Indirect | |
| Sep 20, 2022 | Class A Common Stock | PPurchaseAcquired | +10,000 | $7.36 | +$73,634 | 338,902 | Indirect | |
| Sep 21, 2022 | Class A Common Stock | PPurchaseAcquired | +12,500 | $7.20 | +$89,967.5 | 351,402 | Indirect | |
| Sep 21, 2022 | Class A Common Stock | PPurchaseAcquired | +7,500 | $7.21 | +$54,072.75 | 358,902 | Indirect | |
| Sep 21, 2022 | Class A Common Stock | PPurchaseAcquired | +12,500 | $7.20 | +$89,967.5 | 2,244,878 | Indirect | |
| Sep 21, 2022 | Class A Common Stock | PPurchaseAcquired | +7,500 | $7.21 | +$54,072.75 | 2,252,378 | Indirect | |
| Sep 23, 2022 | Class A Common Stock | PPurchaseAcquired | +46,000 | $7.03 | +$323,407.6 | 404,902 | Indirect | |
| Sep 26, 2022 | Class A Common Stock | PPurchaseAcquired | +10,000 | $7.01 | +$70,092 | 414,902 | Indirect | |
| Sep 26, 2022 | Class A Common Stock | PPurchaseAcquired | +30,000 | $7.05 | +$211,419 | 444,902 | Indirect | |
| Sep 27, 2022 | Class A Common Stock | PPurchaseAcquired | +10,000 | $7.05 | +$70,457 | 454,902 | Indirect | |
| Sep 27, 2022 | Class A Common Stock | PPurchaseAcquired | +11,499 | $7.04 | +$80,924.21 | 466,401 | Indirect | |
| Sep 28, 2022 | Class A Common Stock | PPurchaseAcquired | +10,000 | $7.28 | +$72,781 | 2,262,378 | Indirect | |
| Sep 29, 2022 | Class A Common Stock | PPurchaseAcquired | +24,400 | $7.06 | +$172,261.56 | 490,801 | Indirect | |
| Sep 29, 2022 | Class A Common Stock | PPurchaseAcquired | +24,400 | $7.06 | +$172,261.56 | 2,286,778 | Indirect | |
| Sep 30, 2022 | Class A Common Stock | PPurchaseAcquired | +45,000 | $6.92 | +$311,535 | 2,331,778 | Indirect | |
| Oct 3, 2022 | Class A Common Stock | PPurchaseAcquired | +10,000 | $7.21 | +$72,066 | 2,341,778 | Indirect | |
| Oct 5, 2022 | Class A Common Stock | PPurchaseAcquired | +10,985 | $7.53 | +$82,665.42 | 2,352,763 | Indirect | |
| Oct 6, 2022 | Class A Common Stock | PPurchaseAcquired | +7,500 | $7.54 | +$56,547.75 | 2,360,263 | Indirect | |
| Oct 7, 2022 | Class A Common Stock | PPurchaseAcquired | +20,000 | $7.41 | +$148,168 | 2,380,263 | Indirect | |
| Oct 10, 2022 | Class A Common Stock | PPurchaseAcquired | +12,500 | $7.47 | +$93,421.25 | 2,392,763 | Indirect | |
| Oct 11, 2022 | Class A Common Stock | PPurchaseAcquired | +5,000 | $7.52 | +$37,617.5 | 2,397,763 | Indirect | |
| Oct 12, 2022 | Class A Common Stock | PPurchaseAcquired | +7,500 | $7.41 | +$55,587.75 | 498,301 | Indirect | |
| Oct 12, 2022 | Class A Common Stock | PPurchaseAcquired | +7,500 | $7.41 | +$55,587.75 | 2,405,263 | Indirect | |
| Oct 14, 2022 | Class A Common Stock | PPurchaseAcquired | +2,899 | $7.52 | +$21,806.28 | 501,200 | Indirect | |
| Oct 14, 2022 | Class A Common Stock | PPurchaseAcquired | +2,898 | $7.52 | +$21,798.76 | 2,408,161 | Indirect | |
| Oct 17, 2022 | Class A Common Stock | PPurchaseAcquired | +5,000 | $7.89 | +$39,453 | 506,200 | Indirect | |
| Oct 19, 2022 | Class A Common Stock | PPurchaseAcquired | +11,566 | $7.87 | +$90,981.63 | 517,766 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
This Form 4 constitutes part one of six Forms 4 (collectively, the "Reports") filed by the Reporting Persons to report transactions in securities of the Issuer since March 21, 2022. The Reporting Persons have determined that certain sales made by accounts for which PLP serves as investment adviser, as reported in the Reports, were matchable with purchases by such accounts under Section 16(b) of the Securities Exchange Act of 1934. The Reporting Persons have sent the Company payment of the full amount of their pecuniary interest in the disgorgeable profits arising from such transactions.