Pleasant Lake Onshore Feeder Fund LP's Form 4 filing
Tilly's, Inc. (TLYS) ยท filed Jan 10, 2023
- Accession no.
- 0000929638-23-000062
- Filed
- Jan 10, 2023, 4:33 PM ET
- Trade date
- Jul 21-Sep 9, 2022
- Filing delay
- 173 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 30 non-derivative transactions. Open-market purchases total $4.93M. It was filed 173 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pleasant Lake Onshore Feeder Fund LPCIK 0001567434 | 10% Owner |
| Pleasant Lake Partners LLCCIK 0001580144 | 10% Owner |
| Fund 1 Investments, LLCCIK 0001959730 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 21, 2022 | Class A Common Stock | PPurchaseAcquired | +10,000 | $8.00 | +$79,961 | 1,886,106 | Indirect | |
| Jul 26, 2022 | Class A Common Stock | PPurchaseAcquired | +18,000 | $7.54 | +$135,666 | 1,904,106 | Indirect | |
| Jul 27, 2022 | Class A Common Stock | PPurchaseAcquired | +21,000 | $7.54 | +$158,430.3 | 1,925,106 | Indirect | |
| Jul 29, 2022 | Class A Common Stock | PPurchaseAcquired | +20,000 | $7.58 | +$151,560 | 1,945,106 | Indirect | |
| Aug 5, 2022 | Class A Common Stock | PPurchaseAcquired | +15,000 | $7.76 | +$116,440.5 | 1,960,106 | Indirect | |
| Aug 9, 2022 | Class A Common Stock | PPurchaseAcquired | +10,000 | $7.57 | +$75,687 | 1,970,106 | Indirect | |
| Aug 10, 2022 | Class A Common Stock | PPurchaseAcquired | +16,000 | $7.74 | +$123,788.8 | 1,986,106 | Indirect | |
| Aug 12, 2022 | Class A Common Stock | PPurchaseAcquired | +3,900 | $8.10 | +$31,598.58 | 1,990,006 | Indirect | |
| Aug 15, 2022 | Class A Common Stock | PPurchaseAcquired | +5,000 | $8.12 | +$40,586.5 | 1,995,006 | Indirect | |
| Aug 16, 2022 | Class A Common Stock | PPurchaseAcquired | +60,096 | $8.30 | +$498,820.84 | 60,096 | Indirect | |
| Aug 16, 2022 | Class A Common Stock | PPurchaseAcquired | +15,000 | $8.16 | +$122,353.5 | 2,010,006 | Indirect | |
| Aug 19, 2022 | Class A Common Stock | PPurchaseAcquired | +33,306 | $8.37 | +$278,931.09 | 93,402 | Indirect | |
| Aug 22, 2022 | Class A Common Stock | PPurchaseAcquired | +55,000 | $8.02 | +$441,303.5 | 148,402 | Indirect | |
| Aug 22, 2022 | Class A Common Stock | PPurchaseAcquired | +55,000 | $8.02 | +$441,303.5 | 2,065,006 | Indirect | |
| Aug 23, 2022 | Class A Common Stock | PPurchaseAcquired | +8,000 | $8.03 | +$64,200 | 156,402 | Indirect | |
| Aug 23, 2022 | Class A Common Stock | PPurchaseAcquired | +8,000 | $8.02 | +$64,128 | 2,073,006 | Indirect | |
| Aug 24, 2022 | Class A Common Stock | PPurchaseAcquired | +20,000 | $7.93 | +$158,664 | 176,402 | Indirect | |
| Aug 29, 2022 | Class A Common Stock | PPurchaseAcquired | +30,000 | $7.87 | +$236,037 | 206,402 | Indirect | |
| Aug 30, 2022 | Class A Common Stock | PPurchaseAcquired | +25,000 | $7.71 | +$192,792.5 | 231,402 | Indirect | |
| Aug 31, 2022 | Class A Common Stock | PPurchaseAcquired | +17,772 | $7.51 | +$133,542.36 | 2,090,778 | Indirect | |
| Sep 1, 2022 | Class A Common Stock | PPurchaseAcquired | +80,000 | $7.31 | +$584,776 | 311,402 | Indirect | |
| Sep 1, 2022 | Class A Common Stock | PPurchaseAcquired | +1,000 | $7.40 | +$7,399.1 | 2,091,778 | Indirect | |
| Sep 2, 2022 | Class A Common Stock | PPurchaseAcquired | +41,000 | $6.77 | +$277,693 | 2,132,778 | Indirect | |
| Sep 2, 2022 | Class A Common Stock | PPurchaseAcquired | +1,000 | $6.98 | +$6,983.1 | 2,133,778 | Indirect | |
| Sep 2, 2022 | Class A Common Stock | PPurchaseAcquired | +1,000 | $7.05 | +$7,054.8 | 2,134,778 | Indirect | |
| Sep 6, 2022 | Class A Common Stock | PPurchaseAcquired | +1,300 | $6.80 | +$8,840 | 2,136,078 | Indirect | |
| Sep 7, 2022 | Class A Common Stock | PPurchaseAcquired | +20,000 | $7.04 | +$140,868 | 2,156,078 | Indirect | |
| Sep 8, 2022 | Class A Common Stock | PPurchaseAcquired | +25,000 | $6.87 | +$171,702.5 | 2,181,078 | Indirect | |
| Sep 8, 2022 | Class A Common Stock | PPurchaseAcquired | +15,000 | $6.88 | +$103,248 | 2,196,078 | Indirect | |
| Sep 9, 2022 | Class A Common Stock | PPurchaseAcquired | +10,800 | $6.95 | +$75,058.92 | 2,206,878 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
This Form 4 constitutes part one of six Forms 4 (collectively, the "Reports") filed by the Reporting Persons to report transactions in securities of the Issuer since March 21, 2022. The Reporting Persons have determined that certain sales made by accounts for which PLP serves as investment adviser, as reported in the Reports, were matchable with purchases by such accounts under Section 16(b) of the Securities Exchange Act of 1934. The Reporting Persons have sent the Company payment of the full amount of their pecuniary interest in the disgorgeable profits arising from such transactions.