Skip to main content

Heng Jun Hong's Form 4 filing

Luminar Technologies, Inc. (LAZRQ) · filed Mar 11, 2022

Accession no.
0000929638-22-000602
Filed
Mar 11, 2022
Trade date
Mar 9-10, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 29 non-derivative transactions. Open-market sales total $3.32M. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0000929638-22-000606 (Mar 15, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Heng Jun HongCIK 0001842577Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 9, 2022Class A common stockSSaleDisposed−35,933$13.50F1−$485,095.51,568,022Indirect
Mar 10, 2022Class A common stockJOtherAcquired+2,002$0.00$01,570,024Indirect
Mar 10, 2022Class A common stockJOtherAcquired+28,110$0.00$0360,012Indirect
Mar 9, 2022Class A common stockJOtherAcquired+32,598$0.00$074,010Indirect
Mar 9, 2022Class A common stockJOtherDisposed−13,458$0.00$060,552Indirect
Mar 9, 2022Class A common stockSSaleDisposed−25,510$13.23−$337,497.335,042Indirect
Mar 10, 2022Class A common stockJOtherDisposed−9,466$0.00$025,576Indirect
Mar 10, 2022Class A common stockSSaleDisposed−25,576$13.20−$337,603.20Indirect
Mar 9, 2022Class A common stockJOtherAcquired+19,056$0.00$036,074Indirect
Mar 9, 2022Class A common stockSSaleDisposed−12,409$13.23−$164,171.0723,665Indirect
Mar 10, 2022Class A common stockJOtherDisposed−11,223$0.00$012,442Indirect
Mar 10, 2022Class A common stockSSaleDisposed−12,442$13.20−$164,234.40Indirect
Mar 9, 2022Class A common stockJOtherDisposed−32,598$0.00$0110,825Indirect
Mar 9, 2022Class A common stockSSaleDisposed−47,920$13.23−$633,981.662,905Indirect
Mar 10, 2022Class A common stockJOtherDisposed−14,868$0.00$048,037Indirect
Mar 10, 2022Class A common stockSSaleDisposed−48,037$13.20−$634,088.40Indirect
Mar 9, 2022Class A common stockJOtherAcquired+31,611$0.00$0885,606Indirect
Mar 9, 2022Class A common stockJOtherAcquired+35,577$0.00$0711,012Indirect
Mar 9, 2022Class A common stockJOtherDisposed−7,107$0.00$0703,905Indirect
Mar 9, 2022Class A common stockJOtherDisposed−37,209$0.00$02,921Indirect
Mar 9, 2022Class A common stockJOtherAcquired+7,107$0.00$010,028Indirect
Mar 9, 2022Class A common stockSSaleDisposed−4,308$13.23−$56,994.845,720Indirect
Mar 10, 2022Class A common stockJOtherDisposed−1,401$0.00$04,319Indirect
Mar 10, 2022Class A common stockSSaleDisposed−4,319$13.20−$57,010.80Indirect
Mar 10, 2022Class A common stockJOtherDisposed−7,107$0.00$00Indirect
Mar 9, 2022Class A common stockSSaleDisposed−16,853$13.23−$222,965.1917,933Indirect
Mar 10, 2022Class A common stockSSaleDisposed−16,897$13.20−$223,040.41,036Indirect
Mar 10, 2022Class A common stockJOtherDisposed−1,036$0.00$00Indirect
Mar 9, 2022Class A common stockJOtherDisposed−35,577$0.00$0227,128Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.54, inclusive. The reporting person undertakes to provide to Luminar Technologies, Inc., any security holder of Luminar Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)