Nierenberg David's Form 4 filing
Flotek Industries Inc (FTK) · filed Dec 13, 2023
- Accession no.
- 0000928054-23-000223
- Filed
- Dec 13, 2023
- Trade date
- Dec 11-13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions. Open-market purchases total $189.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nierenberg DavidCIK 0001040899 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Common Shares | PPurchaseAcquired | +5,254 | $3.19 | +$16,760.26 | 411,305 | Indirect | |
| Dec 11, 2023 | Common Shares | PPurchaseAcquired | +3,752 | $3.19 | +$11,968.88 | 45,029 | Indirect | |
| Dec 12, 2023 | Common Shares | PPurchaseAcquired | +4,954 | $3.42 | +$16,942.68 | 416,259 | Indirect | |
| Dec 12, 2023 | Common Shares | PPurchaseAcquired | +6,923 | $3.42 | +$23,676.66 | 732,892 | Indirect | |
| Dec 12, 2023 | Common Shares | PPurchaseAcquired | +858 | $3.42 | +$2,934.36 | 45,887 | Indirect | |
| Dec 13, 2023 | Common Shares | PPurchaseAcquired | +11,536 | $3.53 | +$40,722.08 | 427,795 | Indirect | |
| Dec 13, 2023 | Common Shares | PPurchaseAcquired | +20,310 | $3.53 | +$71,694.3 | 753,202 | Indirect | |
| Dec 13, 2023 | Common Shares | PPurchaseAcquired | +1,272 | $3.53 | +$4,490.16 | 47,159 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The number of shares beneficially owned following the transactions have been adjusted to reflect the one for six reverse split of the common stock effective September 25, 2023.