Nierenberg David's Form 4 filing
Flotek Industries Inc (FTK) · filed Jun 9, 2023
- Accession no.
- 0000928054-23-000101
- Filed
- Jun 9, 2023
- Trade date
- Jun 7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $472.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nierenberg DavidCIK 0001040899 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2023 | Common Shares | SSaleDisposed | −538,920 | $0.63 | −$339,519.6 | 4,355,810 | Indirect | |
| Jun 7, 2023 | Common Shares | SSaleDisposed | −211,080 | $0.63 | −$132,980.4 | 2,436,303 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.