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Rodriguez Javier's Form 4 filing

Davita Inc. (DVA) · filed Feb 28, 2024

Accession no.
0000927066-24-000028
Filed
Feb 28, 2024
Trade date
Feb 26-28, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $9.46M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rodriguez JavierCIK 0001415548Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 26, 2024Common StockMOption exerciseAcquired+450,000$67.80+$30,510,000889,002Direct
Feb 26, 2024Common StockDReturned to the companyDisposed−243,574$125.26−$30,510,079.24645,428Direct
Feb 26, 2024Common StockFTax withholdingDisposed−89,128$125.26−$11,164,173.28556,300Direct
Feb 26, 2024Common StockSSaleDisposed−67,603$126.11F3−$8,525,414.33488,697Direct
Feb 27, 2024Common StockSSaleDisposed−7,397$126.87−$938,457.39481,300Direct
Feb 28, 2024Common StockMOption exerciseAcquired+50,000$67.80+$3,390,000531,300Direct
Feb 28, 2024Common StockDReturned to the companyDisposed−26,568$127.60−$3,390,076.8504,732Direct
Feb 28, 2024Common StockFTax withholdingDisposed−10,252$127.60−$1,308,155.2494,480Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 26, 2024Common StockMOption exerciseDisposed−450,000$0.00$01,550,000Direct
Feb 28, 2024Common StockMOption exerciseDisposed−50,000$0.00$01,500,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

Represents the weighted average sale price of $126.1058. The range of prices for the sale of these shares was $125.90- $126.76 rounded to the nearest tenth. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)