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Staffieri Michael David's Form 4 filing

Davita Inc. (DVA) · filed Feb 23, 2024

Accession no.
0000927066-24-000026
Filed
Feb 23, 2024
Trade date
Feb 21, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.53M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Staffieri Michael DavidCIK 0001604063Officer (Chief Operating Officer, DKC)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 21, 2024Common StockMOption exerciseAcquired+100,000$52.41+$5,241,000137,687Direct
Feb 21, 2024Common StockDReturned to the companyDisposed−42,610$123.00−$5,241,03095,077Direct
Feb 21, 2024Common StockFTax withholdingDisposed−27,902$123.00−$3,431,94667,175Direct
Feb 21, 2024Common StockSSaleDisposed−29,488$119.81F3−$3,532,957.2837,687Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 21, 2024Stock Appreciation RightsMOption exerciseDisposed−100,000$0.00$0100,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

Represents the weighted average sale price of $119.8123. The range of prices for the sale of these shares was $119.43 - $120.49 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)