Hearty James O's Form 4 filing
Davita Inc. (DVA) · filed Feb 20, 2024
- Accession no.
- 0000927066-24-000015
- Filed
- Feb 20, 2024
- Trade date
- Feb 16, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.13M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hearty James OCIK 0001735907 | Officer (Chief Compliance Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2024 | Common Stock | MOption exerciseAcquired | +50,000 | $52.41 | +$2,620,500 | 78,448 | Direct | |
| Feb 16, 2024 | Common Stock | DReturned to the companyDisposed | −21,862 | $119.87 | −$2,620,597.94 | 56,586 | Direct | |
| Feb 16, 2024 | Common Stock | FTax withholdingDisposed | −11,107 | $119.87 | −$1,331,396.09 | 45,479 | Direct | |
| Feb 16, 2024 | Common Stock | MOption exerciseAcquired | +4,608 | $75.95 | +$349,977.6 | 50,087 | Direct | |
| Feb 16, 2024 | Common Stock | DReturned to the companyDisposed | −2,920 | $119.87 | −$350,020.4 | 47,167 | Direct | |
| Feb 16, 2024 | Common Stock | FTax withholdingDisposed | −739 | $119.87 | −$88,583.93 | 46,428 | Direct | |
| Feb 16, 2024 | Common Stock | SSaleDisposed | −26,164 | $119.64F3 | −$3,130,260.96 | 20,264 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2024 | Common Stock | MOption exerciseDisposed | −50,000 | $0.00 | $0 | 0 | Direct | |
| Feb 16, 2024 | Common Stock | MOption exerciseDisposed | −4,608 | $0.00 | $0 | 4,609 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents the weighted average sale price of $119.6403. The range of prices for the sale of these shares was $118.71 - $120.47 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.