Waters Kathleen Alyce's Form 4 filing
Davita Inc. (DVA) · filed Aug 24, 2023
- Accession no.
- 0000927066-23-000199
- Filed
- Aug 24, 2023
- Trade date
- Aug 22, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $997.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Waters Kathleen AlyceCIK 0001640409 | Officer (Chief Legal & Pub. Affairs Off) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 22, 2023 | Common Stock | MOption exerciseAcquired | +40,000 | $52.41 | +$2,096,400 | 121,297 | Direct | |
| Aug 22, 2023 | Common Stock | DReturned to the companyDisposed | −20,576 | $101.89 | −$2,096,488.64 | 100,721 | Direct | |
| Aug 22, 2023 | Common Stock | FTax withholdingDisposed | −9,630 | $101.89 | −$981,200.7 | 91,091 | Direct | |
| Aug 22, 2023 | Common Stock | SSaleDisposed | −9,794 | $101.81F3 | −$997,127.14 | 81,297 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 22, 2023 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 40,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents the weighted average sale price of $101.8071. The range of prices for the sale of these shares was $101.38 - $102.23 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.