Rodriguez Javier's Form 4 filing
Davita Inc. (DVA) · filed May 12, 2023
- Accession no.
- 0000927066-23-000117
- Filed
- May 12, 2023
- Trade date
- May 10, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.68M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rodriguez JavierCIK 0001415548 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2023 | Common Stock | MOption exerciseAcquired | +88,213 | $66.29 | +$5,847,639.77 | 403,835 | Direct | |
| May 10, 2023 | Common Stock | DReturned to the companyDisposed | −58,059 | $100.72 | −$5,847,702.48 | 345,776 | Direct | |
| May 10, 2023 | Common Stock | FTax withholdingDisposed | −13,238 | $100.72 | −$1,333,331.36 | 332,538 | Direct | |
| May 10, 2023 | Common Stock | SSaleDisposed | −15,516 | $99.38F3 | −$1,541,980.08 | 317,022 | Direct | |
| May 10, 2023 | Common Stock | SSaleDisposed | −1,400 | $100.04F4 | −$140,056 | 315,622 | Direct | |
| May 10, 2023 | Common Stock | AGrant or awardAcquired | +58,780 | $0.00 | $0 | 374,402 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2023 | Common Stock | MOption exerciseDisposed | −88,213 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents the weighted average sale price of $99.383. The range of prices for the sale of these shares was $98.96 - $99.94 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price of $100.0443. The range of prices for the sale of these shares was $99.99 - $100.12 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.