Waters Kathleen Alyce's Form 4 filing
Davita Inc. (DVA) · filed May 12, 2023
- Accession no.
- 0000927066-23-000115
- Filed
- May 12, 2023
- Trade date
- May 10, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.58M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Waters Kathleen AlyceCIK 0001640409 | Officer (Chief Legal & Pub. Affairs Off) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2023 | Common Stock | MOption exerciseAcquired | +33,784 | $66.29 | +$2,239,541.36 | 135,164 | Direct | |
| May 10, 2023 | Common Stock | DReturned to the companyDisposed | −22,236 | $100.72 | −$2,239,609.92 | 112,928 | Direct | |
| May 10, 2023 | Common Stock | FTax withholdingDisposed | −5,742 | $100.72 | −$578,334.24 | 107,186 | Direct | |
| May 10, 2023 | Common Stock | SSaleDisposed | −15,941 | $99.24F3 | −$1,581,984.84 | 91,245 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2023 | Common Stock | MOption exerciseDisposed | −33,784 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents the weighted average sale price of $99.2403. The range of prices for the sale of these shares was $99.00 - $99.46 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.