Hearty James O's Form 4 filing
Davita Inc. (DVA) · filed May 12, 2023
- Accession no.
- 0000927066-23-000111
- Filed
- May 12, 2023
- Trade date
- May 10, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $583.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hearty James OCIK 0001735907 | Officer (Chief Compliance Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2023 | Common Stock | MOption exerciseAcquired | +26,276 | $66.29 | +$1,741,836.04 | 58,835 | Direct | |
| May 10, 2023 | Common Stock | DReturned to the companyDisposed | −17,294 | $100.72 | −$1,741,851.68 | 41,541 | Direct | |
| May 10, 2023 | Common Stock | FTax withholdingDisposed | −3,237 | $100.72 | −$326,030.64 | 38,304 | Direct | |
| May 10, 2023 | Common Stock | SSaleDisposed | −5,745 | $101.64F3 | −$583,921.8 | 32,559 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2023 | Common Stock | MOption exerciseDisposed | −26,276 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents the weighted average sale price of $101.6386. The range of prices for the sale of these shares was $101.33 - $102.08 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.