Wilson James Denson Jr's Form 4 filing
ADTRAN Holdings, Inc. (ADTN) · filed Aug 15, 2022
- Accession no.
- 0000926282-22-000049
- Filed
- Aug 15, 2022
- Trade date
- Aug 11, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 4 derivative transactions. It was filed 4 days after the trade.
This filing was later replaced by the amendment 0000926282-22-000051 (Sep 2, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wilson James Denson JrCIK 0001371377 | Officer (Chief Revenue Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2022 | Common Stock | MOption exerciseAcquired | +5,271 | $18.97 | +$99,990.87 | 137,526.15 | Direct | |
| Aug 11, 2022 | Common Stock | DReturned to the companyDisposed | −5,271 | $24.17 | −$127,400.07 | 132,255.15 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseAcquired | +6,260 | $15.33 | +$95,965.8 | 138,515.15 | Direct | |
| Aug 11, 2022 | Common Stock | DReturned to the companyDisposed | −6,260 | $24.17 | −$151,304.2 | 132,255.15 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseAcquired | +19,772 | $18.97 | +$375,074.84 | 152,027.15 | Direct | |
| Aug 11, 2022 | Common Stock | DReturned to the companyDisposed | −19,772 | $24.18 | −$478,086.96 | 132,255.15 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseAcquired | +12,522 | $15.33 | +$191,962.26 | 144,777.15 | Direct | |
| Aug 11, 2022 | Common Stock | DReturned to the companyDisposed | −12,522 | $24.18 | −$302,781.96 | 132,255.15 | Direct | |
| Aug 11, 2022 | Common Stock | DReturned to the companyDisposed | −3,797 | $24.29 | −$92,229.13 | 128,458.15 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2022 | Common Stock | MOption exerciseDisposed | −5,271 | $0.00 | $0 | 0 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseDisposed | −6,260 | $0.00 | $0 | 0 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseDisposed | −19,772 | $0.00 | $0 | 0 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseDisposed | −12,522 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.