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Stern Adam K's Form 4 filing

Matinas BioPharma Holdings, Inc. (MTNB) · filed Aug 13, 2026

Accession no.
0000921895-26-002109
Filed
Aug 13, 2026, 4:04 PM ET
Trade date
Oct 16, 2025-Jul 10, 2026
Filing delay
301 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 8 derivative transactions. It was filed 301 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stern Adam KCIK 000140349710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 31, 2025Common Stock, par value $0.0001 per shareXIn-the-money exerciseAcquired+92,100$0.6446+$59,367.66113,450Indirect
Jul 10, 2026Common Stock, par value $0.0001 per shareXIn-the-money exerciseAcquired+344,710$0.35+$120,648.5416,900Indirect
Jul 10, 2026Common Stock, par value $0.0001 per shareXIn-the-money exerciseAcquired+630,335$0.35+$220,617.25743,785Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 16, 2025Common Stock, par value $0.0001 per shareJOtherAcquired+800,000$0.6446+$515,680800,000Indirect
Oct 16, 2025Common Stock, par value $0.0001 per shareJOtherAcquired+452,218$0.586+$155.29265Indirect
Oct 31, 2025Common Stock, par value $0.0001 per shareXIn-the-money exerciseDisposed−92,100$0.6446−$59,367.66630,335Indirect
Jul 10, 2026Common Stock, par value $0.0001 per shareXIn-the-money exerciseDisposed−630,335$0.35−$220,617.250Indirect
Jul 10, 2026Common Stock, par value $0.0001 per shareAGrant or awardAcquired+630,335$0.35+$220,617.25630,335Indirect
Jul 10, 2026Common Stock, par value $0.0001 per shareXIn-the-money exerciseDisposed−344,710$0.35−$120,648.50Indirect
Jul 10, 2026Common Stock, par value $0.0001 per shareAGrant or awardAcquired+344,710$0.35+$120,648.5344,710Indirect
Jul 10, 2026Common Stock, par value $0.0001 per shareJOtherAcquired+141,462$0.35+$49,511.7141,462Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)