Steel Excel Inc.'s Form 4 filing
Spruce Power Holding Corp (SPRU) · filed Nov 14, 2025
- Accession no.
- 0000921895-25-003131
- Filed
- Nov 14, 2025, 5:58 PM ET
- Trade date
- Nov 11-14, 2025
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market purchases total $4.53M. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Steel Excel Inc.CIK 0000709804 | 10% Owner |
| Steel Connect LLCCIK 0000914712 | 10% Owner |
| Steel Partners Holdings L.P.CIK 0001452857 | 10% Owner |
| SPH Group Holdings LLCCIK 0001522066 | 10% Owner |
| SPH Group LLCCIK 0001522067 | 10% Owner |
| Steel Partners Holdings GP Inc.CIK 0001537666 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2025 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +405,998 | $3.04 | +$1,233,015.93 | 1,845,950 | Indirect | |
| Nov 12, 2025 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +586,151 | $4.30 | +$2,519,511.46 | 2,432,101 | Indirect | |
| Nov 13, 2025 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +102,948 | $4.99 | +$513,648.75 | 2,535,049 | Indirect | |
| Nov 14, 2025 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +52,454 | $5.00 | +$262,254.26 | 2,587,503 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.