Sosin Clifford's Form 4/A amendment
AmendedCardlytics, Inc. (CDLX) · filed May 14, 2024
- Accession no.
- 0000921895-24-001147
- Filed
- May 14, 2024
- Trade date
- May 9-13, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 13, 2024
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $2.88M. It was filed 5 days after the trade.
This amendment replaces 0000921895-24-001134 (filed May 13, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sosin CliffordCIK 0001697919 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 9, 2024 | Common Stock | PPurchaseAcquired | +225,000 | $8.73 | +$1,964,250 | 6,361,113 | Indirect | |
| May 10, 2024 | Common Stock | PPurchaseAcquired | +100,000 | $8.79 | +$879,000 | 6,461,113 | Indirect | |
| May 13, 2024 | Common Stock | PPurchaseAcquired | +3,746 | $8.99 | +$33,676.54 | 6,464,859 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 9, 2024 | Common Stock | PPurchaseAcquired | +72,080 | – | – | 24,000,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.