Pleasant Lake Onshore Feeder Fund LP's Form 4 filing
Destination XL Group, Inc. (DXLG) · filed May 3, 2024
- Accession no.
- 0000921895-24-001027
- Filed
- May 3, 2024, 6:32 PM ET
- Trade date
- Mar 28-May 3, 2024
- Filing delay
- 36 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 6 derivative transactions. Open-market sales total $708.8K. It was filed 36 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pleasant Lake Onshore Feeder Fund LPCIK 0001567434 | 10% Owner |
| Pleasant Lake Partners LLCCIK 0001580144 | 10% Owner |
| Fund 1 Investments, LLCCIK 0001959730 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 3, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −225,000 | $3.15 | −$708,795 | 5,691,577 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2024 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +141,000 | $3.63 | +$512,140.2 | 1,317,663 | Indirect | |
| Apr 12, 2024 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +76,000 | $3.28 | +$249,477.6 | 1,393,663 | Indirect | |
| Apr 23, 2024 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +69,630 | $3.34 | +$232,452.79 | 1,463,293 | Indirect | |
| Apr 25, 2024 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +97,000 | $3.36 | +$325,541.7 | 1,560,292 | Indirect | |
| Apr 26, 2024 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +70,000 | $3.38 | +$236,943 | 1,630,293 | Indirect | |
| Apr 29, 2024 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +72,000 | $3.37 | +$242,676 | 1,702,293 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.