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Immersion Corp's Form 4 filing

Universal Electronics Inc (UEIC) · filed Dec 6, 2023

Accession no.
0000921895-23-002720
Filed
Dec 6, 2023, 5:02 PM ET
Trade date
Dec 4-6, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $270.3K. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0001193805-23-001636 (Dec 20, 2023). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Immersion CorpCIK 000105881110% Owner
Martin William CCIK 000120588510% Owner
Singer EricCIK 000144328410% Owner
Toro 18 Holdings LLCCIK 000197026510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 4, 2023Common StockPPurchaseAcquired+9,579$7.66F2+$73,349.281,518,486Direct
Dec 5, 2023Common StockPPurchaseAcquired+14,380$7.73F4+$111,168.91,532,866Direct
Dec 6, 2023Common StockPPurchaseAcquired+11,281$7.60+$85,735.61,544,147Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.6350 to $7.7400. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.6800 to $7.7400. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)