Schrier Derek C's Form 4 filing
Tabula Rasa HealthCare, Inc. (TRHC) · filed Nov 14, 2023
- Accession no.
- 0000921895-23-002642
- Filed
- Nov 14, 2023, 6:00 PM ET
- Trade date
- Nov 3-7, 2023
- Filing delay
- 11 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 11 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schrier Derek CCIK 0001250078 | Director, 10% Owner |
| Indaba Capital Fund, L.P.CIK 0001516452 | Director |
| Indaba Capital Management, L.P.CIK 0001524362 | Director, 10% Owner |
| Ic GP, LLCCIK 0001596505 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2023 | Common Stock | DReturned to the companyDisposed | −6,599,966 | $10.50 | −$69,299,643 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2023 | Common Stock | SSaleDisposed | −965,020 | $67,243,500.00 | −$4,538,936,250,000,000 | 317,785 | Indirect | Price outlier |
| Nov 7, 2023 | Common Stock | SSaleDisposed | −317,785 | $22,145,756.00 | −$492,255,864,368,000 | 0 | Indirect | Price outlier |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.