Clinton Group Inc's Form 4 filing
GlassBridge Enterprises, Inc. (GLAE) · filed Sep 26, 2023
- Accession no.
- 0000921895-23-002259
- Filed
- Sep 26, 2023, 5:33 PM ET
- Trade date
- Sep 25, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $1.25M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Clinton Group IncCIK 0001134119 | Other: See Explanation of Responses |
| Hall George E.CIK 0001566939 | Other: See Explanation of Responses |
| GEH Capital Inc.CIK 0001584551 | Other: See Explanation of Responses |
| Clinton Special Opportunities Master Fund Ltd.CIK 0001621471 | Other: See Explanation of Responses |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 25, 2023 | Common Stock | SSaleDisposed | −7,578 | $164.95F2 | −$1,250,000.19 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
On September 25, 2023, the Reporting Persons entered into a redemption agreement (the "Redemption Agreement") with the Issuer. Under the terms of the Redemption Agreement, the Reporting Persons sold an aggregate of 7,578 Shares to the Issuer in exchange for cash proceeds of $1,250,000 and mutual releases, subject to certain exceptions.
Referenced by the price of 1 transaction in Table I.