GCM Grosvenor Inc.'s Form 4 filing
Maplebear Inc. (CART) · filed Sep 25, 2023
- Accession no.
- 0000921895-23-002235
- Filed
- Sep 25, 2023
- Trade date
- Sep 21, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market purchases total $1.80M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| GCM Grosvenor Inc.CIK 0001819796 | Other: See Explanation of Responses |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2023 | Common Stock | CConversionAcquired | +1,167,115 | – | – | 1,167,115 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionAcquired | +6,725,378 | – | – | 7,892,493 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionAcquired | +519,838 | – | – | 1,026,247 | Indirect | |
| Sep 21, 2023 | Non-Voting Common Stock | JOtherDisposed | −26,456 | – | – | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | JOtherAcquired | +26,456 | – | – | 1,052,703 | Indirect | |
| Sep 21, 2023 | Common Stock | PPurchaseAcquired | +60,000 | $30.00 | +$1,800,000 | 60,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2023 | Common Stock | CConversionDisposed | −1,167,115 | – | – | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −6,725,378 | – | – | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −519,838 | – | – | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.