Winson Bruce Ross's Form 4 filing
Lite Strategy, Inc. (LITS) · filed Sep 25, 2023
- Accession no.
- 0000921895-23-002232
- Filed
- Sep 25, 2023, 7:43 PM ET
- Trade date
- Sep 22, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $329.3K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Winson Bruce RossCIK 0001491069 | 10% Owner |
| Anson Funds Management LPCIK 0001491072 | 10% Owner |
| Anson Management GP LLCCIK 0001491073 | 10% Owner |
| Anson Advisors Inc.CIK 0001581079 | 10% Owner |
| Kassam MoezCIK 0001585167 | 10% Owner |
| Nathoo AminCIK 0001962354 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2023 | Common Stock | PPurchaseAcquired | +48,060 | $6.85 | +$329,331.15 | 864,188 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2023 | Common Stock | SSaleDisposed | −900,000 | $0.1467 | −$1,320.3 | 9,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.