Howard Jack L's Form 4 filing
Steel Partners Holdings L.P. (SPLP) · filed Sep 11, 2023
- Accession no.
- 0000921895-23-002141
- Filed
- Sep 11, 2023, 7:20 PM ET
- Trade date
- Sep 7-11, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $162.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howard Jack LCIK 0001144269 | Director, Officer (President), 10% Owner |
| EMH Howard LLCCIK 0001443099 | Other: See Footnote 1 |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2023 | 6% Series A Preferred Units | SSaleDisposed | −200 | $23.07 | −$4,614 | 136,065 | Direct | |
| Sep 8, 2023 | 6% Series A Preferred Units | SSaleDisposed | −2,464 | $23.03 | −$56,745.92 | 133,601 | Direct | |
| Sep 11, 2023 | 6% Series A Preferred Units | SSaleDisposed | −4,412 | $23.00 | −$101,476 | 129,189 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.