Bandera Partners LLC's Form 4/A amendment
AmendedJOINT CorpJYNT · filed Aug 17, 2023
- Accession no.
- 0000921895-23-001994
- Filed
- Aug 17, 2023, 4:31 PM ET
- Trade date
- Aug 9, 2023
- Filing delay
- 8 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Aug 11, 2023
This filing lists 1 non-derivative transaction. It carries over 5 transactions from the original filing that it did not restate. Open-market purchases total $6.61M. It was filed 8 days after the trade.
This amendment restates part of 0000921895-23-001911 (filed Aug 11, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bandera Partners LLCCIK 0001399386 | 10% Owner |
| Bylinsky GregoryCIK 0001427289 | 10% Owner |
| Gramm JeffersonCIK 0001427290 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2023 | Common Stock, $0.001 Par Value Per Share | PPurchaseAcquired | +3,903 | $12.92 | +$50,433.79 | 2,807,345 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000921895-23-001911 (filed Aug 11, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2023 | Common Stock, $0.001 Par Value Per Share | PPurchaseAcquired | +3,902 | $12.92 | +$50,420.86 | 2,807,344 | Indirect | |
| Aug 10, 2023 | Common Stock, $0.001 Par Value Per Share | PPurchaseAcquired | +31,020 | $12.41 | +$385,004.73 | 2,838,364 | Indirect | |
| Aug 10, 2023 | Common Stock, $0.001 Par Value Per Share | PPurchaseAcquired | +43,700 | $12.40 | +$541,880 | 2,882,064 | Indirect | |
| Aug 11, 2023 | Common Stock, $0.001 Par Value Per Share | PPurchaseAcquired | +50,000 | $9.70 | +$484,960 | 2,932,064 | Indirect | |
| Aug 11, 2023 | Common Stock, $0.001 Par Value Per Share | PPurchaseAcquired | +534,496 | $9.54 | +$5,099,091.84 | 3,466,560 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This Form 4/A is filed jointly by Bandera Partners LLC ("Bandera Partners"), Gregory Bylinsky and Jefferson Gramm (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
- F2
Bandera Partners is the investment manager of Bandera Master Fund L.P. ("Bandera Master Fund"), in whose name the shares are held. Messrs. Bylinsky and Gramm are the Managing Members of Bandera Partners. Bandera Master Fund has delegated to Bandera Partners the sole and exclusive authority to vote and dispose of the securities held by Bandera Master Fund. As a result, each of Bandera Partners and Messrs. Bylinsky and Gramm may be deemed to beneficially own the shares held by Bandera Master Fund.
- F3
On August 11, 2023, the Reporting Persons filed a Form 4 which reported that they purchased 3,902 shares of Common Stock on August 9, 2023 at $12.9218 per share. In fact, as reported in this amendment, the Reporting Persons purchased 3,903 shares of Common Stock on August 9, 2023 at $12.9218 per share.