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Lazar David E.'s Form 4 filing

Titan Pharmaceuticals Inc (TTNP) · filed Jun 23, 2023

Accession no.
0000921895-23-001569
Filed
Jun 23, 2023, 4:07 PM ET
Trade date
Jun 21, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $4.61M. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0000921895-23-001593 (Jun 28, 2023). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lazar David E.CIK 0001932843Director, Officer (Chief Executive Officer), 10% Owner
Activist Investing LLCCIK 0001817604Other: Member of 10% owner group

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 21, 2023Common Stock, par value $0.001SSaleDisposed−3,388,902$1.23F1−$4,168,349.460Direct
Jun 21, 2023Common Stock, par value $0.001SSaleDisposed−359,066$1.23F1−$441,651.180Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

These Shares were sold pursuant to a Share Transfer Agreement dated June 21, 2023. As consideration for the transfer, Mr. Lazar received $4,600,000.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)