Howard Jack L's Form 4 filing
Steel Partners Holdings L.P. (SPLP) · filed Mar 30, 2023
- Accession no.
- 0000921895-23-000800
- Filed
- Mar 30, 2023, 7:04 PM ET
- Trade date
- Mar 28-29, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market sales total $296.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howard Jack LCIK 0001144269 | Director, Officer (President), 10% Owner |
| EMH Howard LLCCIK 0001443099 | Other: See Footnote 1 |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2023 | Common Units, no par value | JOtherAcquired | +26,692 | –F2 | – | 2,071,621 | Direct | |
| Mar 28, 2023 | Common Units, no par value | JOtherAcquired | +1,000 | –F7 | – | 1,000 | Indirect | |
| Mar 28, 2023 | Common Units, no par value | JOtherAcquired | +1,000 | –F7 | – | 1,000 | Indirect | |
| Mar 28, 2023 | Common Units, no par value | JOtherAcquired | +1,000 | –F7 | – | 1,000 | Indirect | |
| Mar 29, 2023 | 6% Series A Preferred Units | SSaleDisposed | −12,946 | $22.90 | −$296,463.4 | 161,115 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents a distribution of Common Units from SPH SPV-I, LLC ("SPH SPV") to Mr. Howard who is a member of SPH SPV.
Referenced by the price of 1 transaction in Table I.
- F7
Represents a distribution of Common Units from SPH SPV to Mr. Howard's adult daughter who is a member of SPH SPV.
Referenced by the price of 3 transactions in Table I.