Howard Jack L's Form 4 filing
Steel Partners Holdings L.P. (SPLP) · filed Mar 27, 2023
- Accession no.
- 0000921895-23-000765
- Filed
- Mar 27, 2023, 8:25 PM ET
- Trade date
- Jan 10-Mar 27, 2023
- Filing delay
- 76 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market sales total $511.1K. It was filed 76 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howard Jack LCIK 0001144269 | Director, Officer (President), 10% Owner |
| EMH Howard LLCCIK 0001443099 | Other: See Footnote 1 |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2023 | Common Units, no par value | GGiftDisposed | −57,488 | $0.00 | $0 | 2,044,929 | Direct | |
| Jan 10, 2023 | Common Units, no par value | GGiftAcquired | +57,488 | $0.00 | $0 | 114,794 | Indirect | |
| Mar 23, 2023 | 6% Series A Preferred Units | SSaleDisposed | −10,000 | $22.91 | −$229,095 | 186,375 | Direct | |
| Mar 24, 2023 | 6% Series A Preferred Units | SSaleDisposed | −411 | $22.90 | −$9,411.9 | 185,964 | Direct | |
| Mar 27, 2023 | 6% Series A Preferred Units | SSaleDisposed | −11,903 | $22.90 | −$272,578.7 | 174,061 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.