Barta Jan's Form 4 filing
Groupon, Inc.GRPN · filed Dec 22, 2022
- Accession no.
- 0000921895-22-003261
- Filed
- Dec 22, 2022, 12:42 PM ET
- Trade date
- Dec 20, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $48.9M. Open-market sales total $48.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barta JanCIK 0001892479 | Director, 10% Owner |
| Senkypl DusanCIK 0001922405 | Director, 10% Owner |
| Pale Fire Capital SECIK 0001922318 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2022 | Common Stock | SSaleDisposed | −2,838,712 | $7.28F6 | −$20,665,823.36 | 0 | Direct | |
| Dec 20, 2022 | Common Stock | SSaleDisposed | −2,271,846 | $7.28F6 | −$16,539,038.88 | 11,612 | Direct | |
| Dec 20, 2022 | Common Stock | SSaleDisposed | −1,606,408 | $7.28F6 | −$11,694,650.24 | 100 | Indirect | |
| Dec 20, 2022 | Common Stock | PPurchaseAcquired | +6,716,966 | $7.28F6 | +$48,899,512.48 | 6,716,966 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
On December 8, 2022, PFC SICAV entered into separate share transfer agreements with each of Pale Fire Capital and Messrs. Senkypl and Barta pursuant to which PFC SICAV agreed to purchase certain securities of the Issuer held directly by each of Pale Fire Capital and Messrs. Senkypl and Barta. The closing of these transactions occurred simultaneously on December 20, 2022.
Referenced by the price of 4 transactions in Table I.