Singer Eric's Form 4 filing
A10 Networks, Inc.ATEN · filed Nov 9, 2022
- Accession no.
- 0000921895-22-002954
- Filed
- Nov 9, 2022, 8:01 PM ET
- Trade date
- Nov 7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $1.09M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Singer EricCIK 0001443284 | Director |
| VIEX Opportunities Fund, LP Series OneCIK 0001606750 | Other: See Explanation of Responses |
| VIEX Capital Advisors, LLCCIK 0001619125 | Other: See Explanation of Responses |
| Viex GP, LLCCIK 0001654852 | Other: See Explanation of Responses |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2022 | Common Stock, par value $0.00001 | SSaleDisposed | −60,541 | $18.01F4 | −$1,090,161.79 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
Represents a weighted average price. These Shares were sold in multiple transactions at prices ranging from $17.90 to $18.26. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
Following the filing of this Form 4, Mr. Singer will become the sole Reporting Person.