Sweitzer David P's Form 4 filing
Quest Resource Holding Corp (QRHC) · filed Aug 25, 2022
- Accession no.
- 0000921895-22-002547
- Filed
- Aug 25, 2022
- Trade date
- Aug 23-25, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $206.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sweitzer David PCIK 0001685530 | Officer (EVP and COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2022 | Common Stock | MOption exerciseAcquired | +11,418 | $1.51 | +$17,241.18 | 19,929 | Direct | |
| Aug 23, 2022 | Common Stock | SSaleDisposed | −11,418 | $6.87F2 | −$78,441.66 | 8,511 | Direct | |
| Aug 24, 2022 | Common Stock | MOption exerciseAcquired | +14,271 | $1.51 | +$21,549.21 | 22,782 | Direct | |
| Aug 24, 2022 | Common Stock | SSaleDisposed | −14,271 | $6.91F2 | −$98,612.61 | 8,511 | Direct | |
| Aug 25, 2022 | Common Stock | MOption exerciseAcquired | +4,316 | $1.51 | +$6,517.16 | 12,827 | Direct | |
| Aug 25, 2022 | Common Stock | SSaleDisposed | −4,316 | $6.89F3 | −$29,737.24 | 8,511 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2022 | Common Stock | MOption exerciseDisposed | −11,418 | $0.00 | $0 | 59,518 | Direct | |
| Aug 24, 2022 | Common Stock | MOption exerciseDisposed | −14,271 | $0.00 | $0 | 45,247 | Direct | |
| Aug 25, 2022 | Common Stock | MOption exerciseDisposed | −4,316 | $0.00 | $0 | 40,931 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $6.85 to $7.00. The price above reflects the weighted average sale price.
Referenced by the price of 2 transactions in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $6.85 to $6.93. The price above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.