Gramm Jefferson's Form 4 filing
Rubicon Technology, Inc. (RBCN) · filed Aug 23, 2022
- Accession no.
- 0000921895-22-002519
- Filed
- Aug 23, 2022, 4:23 PM ET
- Trade date
- Aug 19, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $2.66M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gramm JeffersonCIK 0001427290 | Director, 10% Owner, Other: See Footnote 1 |
| Bandera Partners LLCCIK 0001399386 | 10% Owner, Other: See Footnote 1 |
| Bylinsky GregoryCIK 0001427289 | 10% Owner, Other: See Footnote 1 |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2022 | Common Stock, $0.001 Par Value Per Share | SSaleDisposed | −3,059 | $20.00 | −$61,180 | 3,021 | Direct | |
| Aug 19, 2022 | Common Stock, $0.001 Par Value Per Share | SSaleDisposed | −129,933 | $20.00 | −$2,598,660 | 128,323 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.