Engaged Capital LLC's Form 4 filing
SunOpta Inc. (STKL) · filed Aug 18, 2022
- Accession no.
- 0000921895-22-002503
- Filed
- Aug 18, 2022, 7:24 PM ET
- Trade date
- Aug 16-17, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $10.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Engaged Capital LLCCIK 0001559771 | Other: See Footnote 1 |
| Engaged Capital Flagship Fund, L.P.CIK 0001559850 | Other: See Footnote 1 |
| Engaged Capital Flagship Master Fund, LPCIK 0001580761 | Other: See Footnote 1 |
| Engaged Capital Holdings, LLCCIK 0001580769 | Other: See Footnote 1 |
| Welling Glenn W.CIK 0001580771 | Other: See Footnote 1 |
| Engaged Capital Flagship Fund, Ltd.CIK 0001619827 | Other: See Footnote 1 |
| Engaged Capital Co-Invest IV-A, LPCIK 0001810615 | Other: See Footnote 1 |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2022 | Common Shares | SSaleDisposed | −67,249 | $11.03 | −$741,783.37 | 5,144,877 | Indirect | |
| Aug 17, 2022 | Common Shares | SSaleDisposed | −397,531 | $10.71 | −$4,256,761.95 | 4,747,346 | Indirect | |
| Aug 16, 2022 | Common Shares | SSaleDisposed | −478,204 | $11.03 | −$5,274,781.4 | 401,589 | Indirect | |
| Aug 17, 2022 | Common Shares | SSaleDisposed | −30,149 | $10.71 | −$322,835.49 | 371,440 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.