Sweitzer David P's Form 4 filing
Quest Resource Holding Corp (QRHC) · filed Jun 2, 2022
- Accession no.
- 0000921895-22-001882
- Filed
- Jun 2, 2022
- Trade date
- May 31-Jun 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $31.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sweitzer David PCIK 0001685530 | Officer (EVP and COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2022 | Common Stock | MOption exerciseAcquired | +7,047 | $1.51 | +$10,640.97 | 15,558 | Direct | |
| May 31, 2022 | Common Stock | SSaleDisposed | −7,047 | $4.40F2 | −$31,006.8 | 8,511 | Direct | |
| Jun 1, 2022 | Common Stock | MOption exerciseAcquired | +100 | $1.51 | +$151 | 8,611 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −100 | $4.41 | −$441 | 8,511 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2022 | Common Stock | MOption exerciseDisposed | −7,047 | $0.00 | $0 | 97,953 | Direct | |
| Jun 1, 2022 | Common Stock | MOption exerciseDisposed | −100 | $0.00 | $0 | 97,853 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $4.40 to $4.43. The price above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.