Singer Eric's Form 4 filing
A10 Networks, Inc.ATEN · filed May 26, 2022
- Accession no.
- 0000921895-22-001813
- Filed
- May 26, 2022, 8:04 PM ET
- Trade date
- May 24-25, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $2.06M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Singer EricCIK 0001443284 | Director |
| VIEX Opportunities Fund, LP Series OneCIK 0001606750 | Other: See Explanation of Responses |
| VIEX Opportunities Fund, LP - Series TwoCIK 0001659404 | Other: See Explanation of Responses |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2022 | Common Stock, par value $0.00001 | SSaleDisposed | −60,000 | $14.75F5 | −$884,952 | 115,541 | Indirect | |
| May 25, 2022 | Common Stock, par value $0.00001 | SSaleDisposed | −40,000 | $14.61F6 | −$584,216 | 75,541 | Indirect | |
| May 24, 2022 | Common Stock, par value $0.00001 | SSaleDisposed | −20,000 | $14.75F5 | −$294,984 | 33,076 | Indirect | |
| May 25, 2022 | Common Stock, par value $0.00001 | SSaleDisposed | −20,000 | $14.61F6 | −$292,108 | 13,076 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $14.60 to $14.94. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F6
Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $14.47 to $14.70. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.