Walker Gordon A.'s Form 4/A amendment
AmendedSteel Partners Holdings L.P. (SPLP) · filed Mar 31, 2022
- Accession no.
- 0000921895-22-001035
- Filed
- Mar 31, 2022
- Trade date
- Apr 6-8, 2020
- Filing delay
- 724 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Apr 8, 2020
This filing lists 3 non-derivative transactions. Open-market purchases total $41.8K. It was filed 724 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walker Gordon A.CIK 0001598482 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 6, 2020 | Common Units no par value | PPurchaseAcquired | +3,285 | $5.08F3 | +$16,687.8 | 15,145 | Indirect | |
| Apr 7, 2020 | Common Units no par value | PPurchaseAcquired | +4,802 | $5.18F4 | +$24,874.36 | 19,947 | Indirect | |
| Apr 8, 2020 | Common Units no par value | PPurchaseAcquired | +53 | $5.32 | +$281.96 | 20,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Form 4 filed on April 8, 2020 inadvertently reported that the Common Units were purchased directly by the Reporting Person. Such Common Units were purchased by a family trust of which the Reporting Person is a trustee and are therefore beneficially owned indirectly by the Reporting Person.
- F2
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F3
The price reported in Column 4 is a weighted average price. These Common Units were purchased in multiple transactions at prices ranging from $5.01 to $5.20, excluding commissions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Units purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These Common Units were purchased in multiple transactions at prices ranging from $5.00 to $5.40, excluding commissions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Units purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.